Tags: Regulatory
FCC's Pai Urges To Fire Up Regulatory Weed Whacker
For Ajit Pai, it is now time to boost and fire up the Regulatory Weed Whacker. Ajit Pai, the Republican FCC commissioner. who could become interim FCC chair, said the Trump Administration could be an inflection point for the FCC, which under new management (perhaps his) should start asking of every regulation: Does it address a market failure, and if so, does it correct it, and if so, do the benefits of the regulatory solution outweigh the costs.
Business Analysis: IG Investments In A Post-Regulatory World
The absence of strong regulatory governments only strengthens the need for IG investments to enable deals that create wealth. In many respects, the cross-border innovations in how wealth is created, including deals in which digital information is the most substantive asset via data licensing, big data analytics, etc., will succeed or fail based on how well trust is established in the business data.
Regulatory Authority Fines Morgan Stanley $1.5 Million For Broken Link
The firm Morgan Stanley Smith Barney was fined $1.5 million for technical failures including a broken online link, preventing clients from checking fund prospectuses online for nine months.
Financial Conduct Authority To Implement Stricter Rules In Spread-Betting
An investigation on spread-betting revealed that 82% of users lost money. In response, the Financial Conduct Authority proposed for stricter rules for the industry.