Tags: SEC

Harbinger share values rise amidst SEC settlement with its founder

Harbinger Group, Philip Falcone's investment firm, jumped in value as it sold off shares to a consortium headed by Leucadia National Corp.


Two Republican representatives question regulatory oversight for private equity funds

Two Republican lawmakers questioned the time and resources spent by Securities and Exchange Commission in monitoring private equity funds.

RingCentral files for IPO

RingCentral submitted an application for an IPO with the US SEC. A leading provider of cloud business communications to the market announced the filing of a registration statement on Form S-1 with the SEC.

Sequoia Capital to invest US$1.1 billion

Sequoia Capital raises US$1.1 billion of funds from five new ventures in Israel, China and the United States.


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The SEC's new rule on sales of securities will allow starting companies and venture capitalists to gain more funds.
IBM cooperated on the SEC probe of its cloud revenue. IBM Corp. stated Wednesday that it was cooperating with US regulators on a probe of its cloud revenue.
Entrepreneurs said that the proposed SEC rule requiring private placement issuers to file solicitation materials with the SEC will result to startups raising less capital.
Althon Energy Inc said that the company has filed for a public offering worth US$345 million Althon Energy Inc announced that they have file for an initial public offering (IPO) valued at US$345 million.
Extended Stay America announced that they have file a registration for a proposed IPO. Extended Stay America announced that they filed a registration statement with the U.
SEC's persistence to pursue the case against Fabrice Tourre, Goldman Sachs' junior salesman, may backfire.
US SEC was put under pressure for improper contractor vetting. The US Securities and Exchange Commission (SEC) was placed in a "hot seat" for failing to do a proper background check on 40 to 70 contractors.
Rally Software filed a registration statement at the SEC for proposed US$70 million public offering
The US Securities and Exchange Commission, hoping for increased investor mobility, voted for the implementation of the JOBS Act.
LGI Homes announced that they have submitted a draft registration statement at the SEC for possible IPO
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