Tags: Securities and Exchange Commission

SEC meets to discuss Nasdaq system backup for processor

US regulators met with the stock exchange operators to talk about backing up the Nasdaq stock quotes processor which malfunctioned last month.


SEC in “hot seat” for improper investigation of contractors

US SEC was put under pressure for improper contractor vetting. The US Securities and Exchange Commission (SEC) was placed in a "hot seat" for failing to do a proper background check on 40 to 70 contractors.

SEC heads to trial against former Goldham Sachs bond trader

SEC said that they are ready for the Fabrice Tourre trial. The U. S. Securities and Exchange Commission announced that they head to trial for the fraud case against the former Goldman Sachs bond trader, Fabrice Tourre.

Cvent Files Initial Public Offering

Today, Cvent Inc announced filing with the US Securities and Exchange Commission of its initial public offering listing on the New York Stock Exchange.


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Energy Future Holdings has proposed a bankruptcy plan to manage the company's debt. Formerly known as TXU Corp, Energy Future Holdings has presented a pre-formatted bankruptcy case that would restructure its debt of $32 billion but no agreements have been finalized according to the company last Monday.
SEC chairman Elisse Walter urged during video conference at the annual forum of the Australian Securities and Investment Commission that foreign regulation should be applied for cross-border trades.
CKE Inc has postponed its initial public offering citing market conditions, the fast-food chain operator said in a statement. The private equity-backed company had told the U.
The U.S. securities regulator filed a complaint in court on Friday against a firm controlled by a Chinese billionaire and other traders.
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