Veeva Systems Inc. announced filing a registration statement with the US Securities Exchange Commission for a proposed IPO.

JP Morgan had conducted an internal probe on approximately 200 employees in Asia regarding the possibility of illegal nepotism.

The US Securities and Exchange Commission called rival exchange operators Nasdaq and NYSE to give details on the three hour trading halt which occurred last week.

Billionaire Philip Falcone agreed to a five year ban in the securities industry and admits wrongdoing in the allegations filed by the US Securities and Exchange Commission.

Former press mogul Conrad Black was barred from directorships by the US Securities and Exchange Commission and ordered him to pay USD4 million to Chicago Newspaper Liquidation Corp.

A Florida federal judge dismissed the lawsuit against the US Securities and Exchange Commission for its alleged failure to report Allen Stanford's Ponzi scheme to Securities Investor Protection Corp.

Two former executives of Vitesse Semiconductor Corp pleaded guilty for inflating the earnings of the corporation and backdating stock options.

Former Goldman Sachs Group Vice President Fabrice Tourre asked US jury to restore his reputation after claiming he did a good job at Goldman Sachs.

Last Wednesday, US regulators lifted a long time ban on advertising by hedge funds and other firms. On Wednesday, US regulators lifted an 80 year old ban on advertising by hedge funds, private equity firms and other companies.

China announced handing over audit documents of Chinese firms listed on the US stock exchanges to the United States regulators.